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Position:Home > Trademark > Rules for Trademark Review and Adjudication (2002) |
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Rules for Trademark Review and Adjudication (2002) |
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(
Revised on 17 September 2002 by the State Administration for Industry
and Commerce )
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Chapter I General Provisions
Article
1. These
Rules are hereby formulated in accordance with the Trademark Law
of the People's Republic of China (hereinafter referred to as the
Trademark Law) and the Regulations for the Implementation of the
Trademark Law of the People's Republic of China (hereinafter referred
to as the Implementing Regulations).
Article
2. Under
the Trademark Law and the Implementing Regulations thereof, the
Trademark Review and Adjudication Board of the State Administration
for Industry and Commerce (hereinafter referred to as the Trademark
Review and Adjudication Board) shall be responsible for handling
the following cases of trademark dispute:
(1) Cases of application for reexamination filed according to the
provision of Article 32 of the Trademark Law out of dissatisfaction
with decisions made by the Trademark Office of the State Administration
for Industry and Commerce (hereinafter referred to as the Trademark
Office) on rejection of applications for trademark registration;
(2) Cases of application for reexamination filed according to the
provision of Article 33 of the Trademark Law out of dissatisfaction
with opposition adjudication made by the Trademark Office;
(3) Cases of request for adjudication on cancellation of registered
trademarks filed according to the provision of Article 41 of the
Trademark Law; and
(4) Cases of application for reexamination filed according to the
provision of Article 49 of the Trademark Law out of dissatisfaction
with cancellation decisions made by the Trademark Office according
to the provisions of Articles 41, paragraph one, 44 and 45 of the
Trademark Law.
Article
3. The
review and adjudication activities in which an interested party
participates in cases of trademark dispute shall proceed in writing.
Article
4. The
Trademark Review and Adjudication Board shall hear cases of trademark
dispute on the basis of facts and in accordance with law.
Article
5. The
Trademark Review and Adjudication Board shall hear cases of trademark
dispute in such a way that all interested parties are equal in application
of law.
Article
6. The
Trademark Review and Adjudication Board shall hear cases of trademark
dispute in writing, except the circumstances where it decides to
publicly review and adjudicate a case according to the provision
of Article 33 of Implementing Regulations.
Article
7. The
Trademark Review and Adjudication Board shall notify, in writing,
the interested parties of, and explain the reason for, the decisions
and adjudication made according to the Trademark Law, the Implementing
Regulations and these Rules.
Article
8. Unless
otherwise provided for in these Rules, the collegial system shall
be adopted for the Trademark Review and Adjudication Board to hear
cases of trademark dispute, and the staff members for the trademark
review and adjudication shall make a collegial panel to conduct
the hearing of a case.
When the collegial panel hears a case, the principle is adopted
that the minority are subordinate to the majority.
Article
9. In
any one of the following circumstances, any staff member of the
Trademark Review and Adjudication Board shall withdraw, or an interested
party may request him to withdraw:
(1)he is a party or a close relative to a party or agent of the
case;
(2) he is related in such ways a party or agent insofar as the relation
would affect impartiality; or
(3) he has his interests in the handling of the matter of trademark
review and adjudication.
An interested party shall apply for the withdrawal of a staff member
for trademark review and adjudication in writing and explain the
reason therefor.
Article
10. During
the review and adjudication, an interested party shall have the
right to dispose of, according to law, his trademark right and the
right relating to trademark review and adjudication.
Article
11. Where
interested parties who are co-owners of a trademark participate
in the review and adjudication, they shall designate a representative;
where no representative is designated, the first person indicated
in the trademark registration application or in the Trademark Register
shall be the representative. The action of the representative to
participate in the review and adjudication shall have effect on
the interested parties he represents, but change of the representative,
waiver of the review and adjudication request or acknowledgement
of the other party's review and adjudication request must be authorized
in writing by the interested parties represented.
Article
12. Where
a foreign person or enterprise attending to matters of review and
adjudication who has his or its habitual residence or place of business
in China may entrust a trademark agency authorized by the State
and having the qualifications with, or directly attend to, the matter.
Where a foreign person or enterprise attending to the matter of
review and adjudication who does not have his or its habitual residence
or place of business in China shall entrust a trademark agency authorized
by the State and having the qualifications.
Article
13. An
interested party entrusting a trademark agency with the participation
in the trademark review and adjudication shall submit a Power of
Attorney. The Power of Attorney shall indicate such content and
competence as authorized; the Power of Attorney from a foreign person
or foreign enterprise shall, in addition, indicate the nationality
of the entruster.
Notarization and legalization of the Power of Attorney and other
relevant certificates from a foreign person or foreign enterprise
shall be done based on the principle of reciprocity.
The foreign person or foreign enterprise that applies for or participates
in trademark review and adjudication shall use the Chinese language,
and documents in a foreign language shall be attached with a Chinese
translation thereof.
Article
14. Where
there is a change in the competence as authorized or the agent relation
dissolved, the interested party shall inform the Trademark Review
and Adjudication Board in writing in a timely manner.
Article
15. Interested
parties and agents may consult documents relating to a case, and
apply for making copies of the documents and legal instruments relating
to the case. The scope and way of the consulting and copying of
the documents relating to the case shall be provided for by the
Trademark Review and Adjudication Board.
Go Top
Chapter II Application and Acceptance
Article
16. Applications
for trademark review and adjudication shall conform to the requirements
as follows:
(1) The applicants must be lawfully qualified subjects;
(2) The applications are filed within the statutory time limit;
(3) The applications fall within the scope of review and adjudication
by the Trademark Review and Adjudication Board;
(4) Applications and the relevant proofs that conform to the requirement
are submitted according to law;
(5) There are specific requests, factual bases and grounds for the
review and adjudication; and
(6) The review and adjudication fees are paid according to law.
Article
17. To
apply for trademark review and adjudication, one shall file an Application
with the Trademark Review and Adjudication Board. If there is (are)
a respondent/respondents, the applicant shall file as many copies
of the Application as there are respondents. To apply for reexamination
in respect of a decision or adjudication made by the Trademark Office,
one shall also submit the Decision or Adjudication made by the Trademark
Office along with the Application.
Article
18. Following
information shall be indicated in the Application:
(1) The name, address and postal code of the applicant; if the applicant
is a legal entity or other organisation, the name and position of
its legal representative or leading person;
(2) The title, application number or preliminary examination number,
registration number of the trademark at issue and the issue number
of the Trademark Gazette publishing the trademark;
(3) Specific request for the review and adjudication, and the facts,
grounds and legal bases for the request; and (5) The name and telephone
number of the person to be contacted.
Where the respondent(s) is (are) indicated in the review and adjudication
application, the name and address thereof shall be indicated. Where
a trademark agency is appointed to attend to the matter of the trademark
review and adjudication, the name, address, postal code and telephone
number thereof shall also be indicated.
Article
19. The
Trademark Review and Adjudication Board shall not accept trademark
review and adjudication applications that do not conform to any
one of the requirements of Rule 16 (1), (2) and (3) of these Rules,
notify the applicants in writing and explain the reason.
Article
20. Where
a trademark review and adjudication application that does not conform
to any one of the requirements of Rule 16 (4), (5) and (6) of these
Rules or where the relevant certificates or proofs are not submitted
according to the Implementing Regulations and these Rules, the Trademark
Review and Adjudication Board shall notify the applicant to make
rectification and require him to comply within 30 days from the
date of receipt of the notification on rectification. The Trademark
Review and Adjudication Board shall not accept any application that
remain contrary to the requirements upon rectification, notify the
applicant in writing and explain the reason. Where the rectification
is not made at the expiration of the time limit, the review and
adjudication application shall be deemed to have been withdrawn
by the applicant according to the provision of Article 30 of the
Implementing Regulations, and the Trademark Review and Adjudication
Board shall notify the applicant in writing.
Article
21. Where
a trademark review and adjudication application conforms to the
requirement of acceptance, the Trademark Review and Adjudication
Board shall issue to the applicant the Acceptance Notification within
thirty days.
Article
22. In
any one of the following circumstances, trademark review and adjudication
applications accepted by the Trademark Review and Adjudication Board
are ones that fail to conform to the requirements of acceptance,
and shall be rejected according to Article 30 of the Implementing
Regulations:
(1) they are contrary to the provision of Article 42 of the Trademark
Law in that applications for adjudication are filed on the basis
of the same facts and grounds in respect of the trademarks to which
opposition was raised and on which adjudication was made before
they were approved for registration;
(2) they are contrary to the provision of Article 35 of the Implementing
Regulations in that applications for review and adjudication are
filed on the basis of the same facts and grounds in respect of trademarks
to which opposition was raised and on which adjudication was made
after the applicant withdrew the trademark review and adjudication
applications;
(3) they are contrary to the provision of Article 35 of the Implementing
Regulations in that applications for review and adjudication are
filed on the basis of the same facts and grounds in respect to the
adjudication or decision made by the Trademark Review and Adjudication
Board; or
(4) any other circumstances under which the applications shall not
be accepted.
The Trademark Review and Adjudication Board, when rejecting a trademark
review and adjudication application, shall notify the applicant
in writing, and explain the reason.
Article
23. The
applicant who needs to supplement relevant proofs after filing the
review and adjudication applications shall make a statement in the
Application and submit the same number of copies of the proofs as
that of the Application within three months from the date of filing.
Where the applicant does not make the statement or fails to submit
the relevant proofs at the expiration of the time limit, he is deemed
to have abandoned the supplementation of the relevant proofs.
Article
24. Where
there is/are a respondent/respondents indicated in the Review and
Adjudication Application, the Trademark Review and Adjudication
Board, upon acceptance, shall forward the copies of the Application
and the relevant proofs thereto in a timely manner, and require
him/them to submit the Reply to the Trademark Review and Adjudication
Board within thirty days from the date of receipt of the copy of
the Application, and submit the same number of copies thereof as
that of the applicants. Failure to submit the Reply shall not affect
the review and adjudication by the Trademark Review and Adjudication
Board.
Article
25. The
respondent who needs to supplement relevant proofs after he makes
a Reply shall make a statement in the Reply and submit the same
number of copies of the proofs as that of the Reply within three
months from the date of submitting the Reply. Where the respondent
does not make the statement or fails to submit the relevant proofs
at the expiration of the time limit, he is deemed to have abandoned
the supplementation of the relevant proofs.
Article
26. After
receipt of the Reply and the relevant proofs from the respondent,
the Trademark Review and Adjudication Board shall forward the copies
of the Reply and the relevant proofs to the applicant in a timely
manner.
The applicant who has evidence contrary to the Reply and the relevant
proofs shall submit all the evidence to the Trademark Review and
Adjudication Board within thirty days from the date of the receipt
of the Reply and the relevant proofs.
Article
27. The
applicant, when filing an Application or respondent, when filing
a Reply, shall, meanwhile, submit valid certificates capable of
proving his identification. The name of the applicant or the respondent
shall be consistent with that indicated in the certificates submitted.
Where there is a change in the name or address of an interested
party, relevant proofs to this effect shall be submitted.
Article
28. The
interested party shall categorize, number and list each proof he
submits, briefly explain the source thereof and specific facts of
the evidence, and sign and seal them. The Trademark Review and Adjudication
Board, after receiving the proofs submitted by an interested party,
shall check the proofs according to the list thereof, and the staff
member receiving the proofs shall sign his name thereon and indicate
the date of submission.
Article
29. The
Trademark Review and Adjudication Application and relevant proofs
shall be filled out and submitted in the prescribed form and in
conformity with the requirements. Where the Trademark Review and
Adjudication Application and relevant proofs are not filled out
and submitted in the prescribed form and in conformity with the
requirements, the Trademark Review and Adjudication Board shall
notify the applicant to make rectification, requiring him to do
so within thirty dates from the date of receipt of the rectification
notification. Failure for the amended Application and relevant proofs
to conform to the prescription or failure to make the rectification
at the expiration of the time limit shall be governed by Rule 20,
paragraph two, of these Rules.
The Trademark Review and Adjudication Reply and relevant proofs
shall be filled out and submitted in the prescribed form and in
conformity with the requirements. Where the Trademark Review and
Adjudication Application and relevant proofs are not filled out
and submitted in the prescribed form and in conformity with the
requirements, the Trademark Review and Adjudication Board shall
notify the respondent to make rectification, requiring him to do
so within thirty dates from the date of receipt of the rectification
notification. Failure for the amended Reply and relevant proofs
to conform to the prescription or failure to make the rectification
at the expiration of the time limit shall not affect the review
and adjudication by the Trademark Review and Adjudication Board.
Go Top
Chapter III Hearing
Article
30. The
Trademark Review and Adjudication Board shall set up a collegial
panel to hear a case of trademark review and adjudication. The
collegial panel shall be composed of an odd number of three or
more trademark review and adjudication staff members. However,
cases with clear facts and simple circumstances to be heard by
the Trademark Review and Adjudication Board may be reviewed and
adjudicated solely by an individual trademark review and adjudication
staff member.
Article
31. In
any one of the following circumstances, an individual trademark
review and adjudication staff member may solely review and adjudicate
a case:
(1) where a trademark which has cited by the Trademark Office
in its rejection decision or opposition adjudication has lost
the exclusive right or the right of priority therein;
(2) where a trademark of which a request for cancellation has
been filed has lost the exclusive right therein;
(3) where a trademark which has cited by the Trademark Office
in its rejection decision is actually owned by an applicant, but
rejected by the Trademark Office because the applicant fails to
go through the formalities for a change in time, and the applicant
applies, during the review and adjudication, to the Trademark
Office to complete the formalities for the change;
(4) where a trademark, cited by the Trademark Office in its rejection
decision, in respect of which another person has filed a prior
application or which he has been granted the registration has
been, during the review and adjudication, approved to be assigned
to the applicant; or
(5) any other cases which the Trademark Review and Adjudication
Board decides that they may be under the sole review and adjudication
by an individual trademark review and adjudication staff member.
Article
32. After
the trademark review and adjudication staff members are decided
on, the Trademark Review and Adjudication Board shall notify the
interested parties in writing in a timely manner.
Article
33. Where
an interested party applies for the withdrawal of a trademark
review and adjudication staff member according to the provision
of Article 9 of the Implementing Regulations and Rule 9 of these
Rules, he shall file the application within fifteen days from
the date of being informed of the trademark review and adjudication
staff members. Where a party finds out the circumstance in which
some relevant trademark review and adjudication staff member should
withdraw at the expiration of the time limit, he may do so before
a review and adjudication decision or adjudication is made, but
he shall furnish relevant evidence.
Any trademark review and adjudication staff member whose withdrawal
has been applied for shall suspend his participation in the hearing
of the case before the Trademark Review and Adjudication Board
decides whether or not he should withdraw.
The Trademark Review and Adjudication Board's receipt of a party
application for withdrawal after it makes decision or adjudication
shall not affect the validity of the review and adjudication decision
or adjudication.
Article
34. In
respect of a party's application for withdrawal, the Trademark
Review and Adjudication Board shall make its decision within seven
days after the date of the receipt of the application, and notify
the applicant in writing. An applicant who is not satisfied with
the decision on withdrawal made by the Trademark Review and Adjudication
Board, may apply for reconsideration once within three days after
the date of the receipt of the decision. During the reconsideration,
the trademark review and adjudication staff member whose withdrawal
has been applied for shall not suspend his participation in the
hearing of the case. The Trademark Review and Adjudication Board
shall make its reconsideration decision within three days, and
notify the reconsideration applicant in writing.
Article
35. In
hearing a case of reexamination applied for out of dissatisfaction
with a decision by the Trademark Office on the rejection of trademark
registration, the Trademark Review and Adjudication Board shall
review and adjudicate the rejection decision made by the Trademark
Office, the facts of, grounds on and requests for the reexamination
application by the applicant and the factual situation in the
course of review and adjudication.
Article
36. In
hearing a case of reexamination applied for out of dissatisfaction
with a decision by the Trademark Office on the opposition adjudication,
the Trademark Review and Adjudication Board shall review and adjudicate
the case in connection with the facts of, grounds on and requests
for, the reexamination application and reply made by the interested
parties.
Article
37. In
hearing a case of reexamination applied for out of dissatisfaction
with a decision by the Trademark Office on cancellation of a registered
trademark according to the provision of Article 41, paragraph
one, of the Trademark Law, the Trademark Review and Adjudication
Board shall review and adjudicate the case in connection with
the decision made by the Trademark Office and the facts of, grounds
on and requests for, the reexamination application by the interested
parties.
In hearing a case of reexamination applied for out of dissatisfaction
with a decision on cancellation of a registered trademark made
by the Trademark Office according to the provision of Articles
44 and 45 of the Trademark Law, the Trademark Review and Adjudication
Board shall review and adjudicate the case in connection with
the facts, grounds and application of law on the basis of which
the Trademark Office has made the decision on cancellation of
a registered trademark.
Article
38. In
hearing a case of adjudication requested according to the provision
of Article 41 of the Trademark Law on the cancellation of a registered
trademark, the Trademark Review and Adjudication Board shall review
and adjudicate the case in connection with the facts of, grounds
on and requests for, the reexamination application and reply by
the interested parties.
Article
39. In
any one of the following circumstances, the review and adjudication
shall terminate:
(1) the applicant dies, there is not an heir in title, or the
heir in title abandons his right for review and adjudication;
(2) the applicant withdraws his application for review and adjudication;
(3) the interested parties eliminate a dispute via agreement;
or
(4) any other circumstance requiring the termination of the review
and adjudication.
Where the review and adjudication terminates, the Trademark Review
and Adjudication Board shall close the case, notify the interested
parties in writing, and explain the reason.
Article
40. Where
he requests for withdrawal of his application before the Trademark
Review and Adjudication Board makes a decision or adjudication,
the applicant may withdraw his application upon explanation in
writing to the Trademark Review and Adjudication Board of the
reasons therefor. However, receipt of the request from the applicant
for withdrawal of his application for review and adjudication
shall not affect the validity of the review and adjudication decision
or adjudication.
Article
41. The
collegial panel shall put down in writing the case it hears, and
the written record shall be signed by the members thereof. Where
the members of a collegial panel are divided in their opinions,
the divided opinions shall be indicated in the collegial record.
The Trademark Review and Adjudication Board shall make decision
or adjudication on a case the review and adjudication of which
has been closed.
Article
42. The
followings shall be indicated in the decision or adjudication
by the Trademark Review and Adjudication Board:
(1) request for review and adjudication and facts at issue and
grounds;
(2) facts ascertained, reasons and grounds for the application
of law in the decision or adjudication;
(3) conclusion made in the decision or adjudication;
(4) the follow-up procedure and time limit available to interested
parties; and
(5) date of the decision or adjudication.
The decision or adjudication shall be signed by the members of
the collegial panel and sealed by the Trademark Review and Adjudication
Board.
Article
43. In
respect of cases transferred from the people's court for reexamination
where an interested party institutes proceedings in the people's
court out of dissatisfaction with a decision or adjudication made
by the Trademark Review and Adjudication Board, the Trademark
Review and Adjudication Board shall set up another collegial panel
to conduct the review and adjudication again.
Article
44. Where
an interested party does not institute proceedings in the people's
court in respect of a decision or adjudication made by the Trademark
Review and Adjudication Board within the statutory time limit,
the decision or adjudication shall become legally effective.
Go Top
Chapter IV Public Review and
Adjudication
Article
45. The
Trademark Review and Adjudication Board may, at the request
of an interested party or according to practical needs, decide
to conduct a public review and adjudication of the application
therefor.
Article
46. If
an interested party requests for public review and adjudication,
he shall give specific reasons that the public review and adjudication
is necessary.
Article
47. In
respect of the following cases involving both parties, the Trademark
Review and Adjudication Board may decide to hold the public
review and adjudication at the request of an interested party:
(1) One interested party requests for the face-to-face cross-examination
or debate on important evidence with the other party; or
(2) It is necessary to ask for the presence of the witness who
has furnished important oral evidence for testimony or cross-examination.
Article
48. An
applicant requesting for the public review and adjudication
shall file the request in writing with the Trademark Review
and Adjudication Board within fifteen days from the date of
receipt of the copy of the Reply made by the respondent; and
a respondent requesting for the public review and adjudication
shall file the request together with the submission to the Trademark
Review and Adjudication Board of the Reply or additional relevant
proofs.
Article
49. In
any one of the following circumstances, the Trademark Review
and Adjudication Board may decide at its own discretion to hold
the public review and adjudication:
(1) It is necessary for both parties to hold the face-to-face
cross-examination or debate to determine important evidence;
(2) It is necessary to cross-examine and question the witness
furnishing important oral evidence to determine important evidence;
or
(3) Any other circumstances in which the public review and adjudication
is necessary.
Article
50. If
it holds necessary, the Trademark Review and Adjudication Board
may decide to hold the public review and adjudication again
of a case in respect of which the public review and adjudication
has been held.
Article
51. The
public review and adjudication shall be conducted in respect
to the proofs that the interested parties have submitted to
the Trademark Review and Adjudication Board and that have been
exchanged between both parties.
Article
52. Where
a decision is made to hold the public review and adjudication,
the collegial panel shall notify, in writing, the interested
parties and other review and adjudication staff members fifteen
days before the public review and adjudication is held, of the
date and place of the public review and adjudication, and the
persons making the collegial panel.
Article
53. The
interested parties shall submit the Receipt of the Public Review
and Adjudication Notification to the Trademark Review and Adjudication
Board three days before the public review and adjudication is
held. Where the review and adjudication applicant fails to do
so to reply whether he is going to attend the public review
and adjudication at the expiration of the time limit, or does
not attend the public review and adjudication, his application
for review and adjudication shall be deemed to have been withdrawn,
and the review and adjudication proceeding terminates. The Trademark
Review and Adjudication Board shall close the case and notify
the applicant in writing. Where the review and adjudication
applicant replies before the time limit expires, saying not
to attend the public review and adjudication, or the respondent
does not return the Receipt at the expiration of the time limit,
nor attends the public review and adjudication, the Trademark
Review and Adjudication Board may hold the review and adjudication
by default.
Article
54. The
receipt of the Public Review and Adjudication Notification shall
be signed or sealed by the interested parties. If they express
their intention to attend the public review and adjudication,
the interested parties shall indicate, in the Receipt of the
Public Review and Adjudication Notification, the name and identification
of the attendants the interested parties send to the public
review and adjudication. If an interested party appoints a trademark
agency to attend the public review and adjudication, he shall
indicate, in the Receipt of the Public Review and Adjudication
Notification, the name of the trademark agent who is going to
attend the public review and adjudication.
Where a witness is requested to attend the public review and
adjudication to present his testimony regarding the oral evidence
he has presented during the hearing, the name of the witness,
the relevant information ascertaining his identification and
the facts to be testified shall be indicated in the Receipt
of the Public Review and Adjudication Notification. A witness
who is not indicated therein shall not attend the public review
and adjudication to present testimony.
Article
55. Those
sent by each party to the public review and adjudication shall
not be more than four persons, including the agent from an appointed
trademark agency. If one party sends several persons to attend
the public review and adjudication, he shall appoint one of
them as first speaker to make the main presentation.
Article
56. Before
the public review and adjudication begins, the Trademark Review
and Adjudication Board may hold a pre-hearing preparatory meeting
attended by both parties to solicit their opinions regarding
the relevant facts and proofs and to determine the main issues
to be investigated in the public review and adjudication.
The collegial panel shall prepare a record of the opinions raised
by the interested parties at the preparatory meeting held before
the public review and adjudication, and the record shall be
verified and signed by both parties.
Article
57. When
the public review and adjudication begins, the collegial panel
shall check the identification certificates of the participants
of the public review and adjudication and confirm whether or
not they are qualified to attend the public review and adjudication
and find out whether or not the interested parties and other
participants are present at the public review and adjudication.
Article
58. Before
the investigation at the public review and adjudication, the
collegial panel shall brief on the case, clarify the main issue
in dispute between the two parties, and then proceed to commence
the investigation of the public review and adjudication.
Article
59. The
investigation of the public review and adjudication proceeds
in the order as follows:
(1) the applicant presents his review and adjudication requests
and briefs on the relevant facts and evidence;
(2) the respondent makes a defense;
(3) the collegial panel makes verifications as to the review
and adjudication requests, grounds, and the evidence furnished
by the parties to the case;
(4) the applicant adduces evidence regarding the grounds of
the review and adjudication request, the facts and proofs based
on which the request is filed; and
(5) the respondent cross-examines the applicant's evidence and
raises counter evidence, and the applicant cross-examines the
respondent's counter evidence.
Article
60. In
cases of public review and adjudication, evidence shall be presented
at the public review and adjudication and cross-examined by
the parties. Evidence which has not been cross-examined should
not be used as the basis to ascertain the facts in a case. Evidence
which the parties accepted at the pre-hearing preparatory meeting
and which is recorded on files may do so after the collegial
panel makes it clear at the public review and adjudication.
When cross-examining documentary evidence, material evidence
or audiovisual reference material, an interested party has the
right to request for producing the original of the evidence,
except that the original has lost or that there exists evidence
showing that the copy or reproduction is consistent with the
original.
Article
61. During
the cross-examination, interested parties shall challenge, clarify
and argue about the authenticity, relevance, legitimacy and
the evidential force of the evidence.
Article
62. The
cross-examination shall proceed in the order as follows:
(1) The applicant produces evidence, and the respondent cross-examines
it with the applicant; and
(2) The respondent produces evidence, and the applicant cross-examines
it with the respondent.
Article
63. The
members of the collegial panel may question an interested party
or witness on relevant facts and evidence and require an interested
party or witness to make explanation.
An interested party may question a witness with the consent
of the collegial panel.
The interested party shall not question a witness in intimidating
or insulting language or manner.
Article
64. Any
witness shall not audit on the public review and adjudication.
When a witness is questioned, other witnesses shall not be present.
The Trademark Review and Adjudication Board may ask a witness
to cross-examine evidence when necessary.
Article
65. After
the public review and adjudication investigation is over, oral
debate may be held. The interested parties make their observations
concerning the facts demonstrated by the evidence, the issues
in dispute and the matter of application of law.
Where they have no dispute over the evidence and facts of the
case, both parties may directly enter into the oral debate on
the basis of verification of the evidence and facts.
Article
66. The
oral debate proceeds in the order as follows:
(1) the applicant makes a presentation;
(2) the respondent makes a defence; then
(3) they debate with each other.
During the oral debate, the members of the collegial panel may
ask questions.
Article
67. Where
an interested party presents evidence which he has furnished
before, but which has not been investigated in the public review
and adjudication in the course of the oral debate, the collegial
panel may adjourn the debate, and restart the public review
and adjudication investigation. The oral debate shall resume
after the investigation is over.
Article
68. After
both parties make their observations at the debate, the collegial
panel shall first ask the applicant and then the respondent
to make their final comments.
Article
69. After
the final comments are made, the public review and adjudication
is over. The Trademark Review and Adjudication Board shall make
adjudication according to law within a certain period afterward,
and send the Adjudication to the interested parties.
Article
70. The
collegial panel shall put the public review and adjudication
down in writing, recording the important matters involved in
the public review and adjudication. When the public review and
adjudication terminates, the collegial panel shall give the
record to the interested parties for verification. The interested
parties have the right to request for correction of defects
or errors in the record. Record that proves to be correct upon
verification shall be signed by the interested parties and put
on file. Where an interested party refuses to sign the record,
the collegial panel shall indicate it in the public review and
adjudication record.
The important matters mentioned in the preceding paragraph contain,
among other things, following information:
(1) the review and adjudication request, grounds and evidence
of the parties;
(2) important facts accepted by both parties; and
(3) any other important matters that need to be put down in
writing.
Article
71. During
the public review and adjudication, auditing, photograph-taking,
sound-recording and video-recording shall not be allowed without
the permission of the Trademark Review and Adjudication Board.
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Chapter V Rules on Evidence
Article
72. If
an applicant files an application with the Trademark Review
and Adjudication Board or a respondent raises a rebuttal,
he shall furnish relevant proofs.
The proofs include, among other things, documentary evidence,
material evidence, audiovisual reference material, oral evidence
of witnesses, statements made by the parties and appraisal
conclusion.
Article
73. An
interested party shall be under the burden of proof to testify
the facts on the basis of which he requests for the review
and adjudication or on the basis of which one rebut the other
party's review and adjudication request.
Where there is no evidence or there is not sufficient evidence
to attest to the factual claims by an interested party, the
interested party under the burden of proof shall bear the
adverse consequences.
Article
74. Where
one interested party expressly acknowledges the facts in a
case as stated by the other party, the latter is not under
the burden of proof.
The other party's neither acknowledging nor denying the facts
claimed by an interested party shall be deemed acknowledgement
thereof.
Where an interested party appoints an agent to attend the
review and adjudication, the agent's acknowledgement shall
be deemed the interested party's acknowledgement, except that
the acknowledgement by an agent not specially authorized directly
results in the acknowledgement of the review and adjudication
request of the other party. Lack of denial, on the part of
the interested party present, of the acknowledgement by the
agent shall be deemed acknowledgement thereof.
Where an interested party withdraws his acknowledgement before
the debate at the public review and adjudication is over and
the other party gives his consent thereto, or where there
is sufficient evidence to show that his acknowledgement is
made under coercion or in the presence of major misunderstanding,
the other party shall not be exempt from the burden of proof.
Article
75. An
interested party does not need to adduce evidence to prove
the following facts:
(1) facts known to all;
(2) facts deducted from the law;
(3) facts proven according to the law;
(4) facts deducted on the basis of experience and laws of
the daily life; and
(5) other facts in respect of which adduction of evidence
is not required under the law. Except that an interested party
has evidence to the contrary which is sufficient enough to
upset the facts.
Article
76. An
interested party who furnishes the Trademark Review and Adjudication
Board with documentary evidence shall furnish the original,
including the original text, the authentic text and the copy.
The interested party who has difficulty furnishing the original
may furnish the Xerox copies, photographs or extracts certified
to be consistent with the original. Where the Xerox copies,
photographs or extracts, which are certified to be consistent
with the original, of the original documentary evidence kept
by a relevant department, the sources shall be indicated and
sealed thereby upon verification.
Article
77. An
interested party who furnishes the Trademark Review and Adjudication
Board with material evidence shall furnish the original material.
The interested party who has difficulty furnishing the original
may furnish the reproduction certified to be consistent with
the original material or other evidence such as photographs
or video-recordings of said material evidence. Where the original
is of relatively many varieties, a part thereof shall be furnished.
Article
78. Where
an interested party furnishes the Trademark Review and Adjudication
Board with computer data or audiovisual reference material,
such as sound-recordings or video-recordings, the following
requirements shall be complied with:
(1) the original carrier of the relevant reference material
be furnished; where it is indeed difficult to furnish the
original carrier, the reproduction thereof may be furnished;
(2) the way, time, reproducer and facts to be proved of the
reproduction be indicated; and
(3) the sound-recording reference material be attached with
the transcripts thereof.
Article
79. An
interested party furnishes the Trademark Review and Adjudication
Board with a witness's oral evidence, the following requirements
shall be complied with:
(1) the name, age, gender, residence, employer or profession
and other information of the witness be indicated;
(2) the witness signs the oral evidence; where he cannot sign
it, he put his seal on it or give proof in some other way;
(3) the date on which it is produced be indicated; and
(4) documents showing the identification of the witness, such
as a copy of identification card shall be attached.
Article
80. Where
an interested party furnishes the Trademark Review and Adjudication
Board with an appraisal conclusion, he shall indicate the
entruster, subject matters of appraisal entrusted, relevant
material submitted to the appraisal department, basis of appraisal
and statements of the qualification of the appraisal department
and appraisers and the appraisal conclusion shall be signed
by the appraisers and sealed by the appraisal department.
For an appraisal conclusion obtained through analysis, the
process of analysis shall be explained.
Article
81. Where
evidence an interested party furnishes to the Trademark Review
and Adjudication Board is formed outside the territory of
the People's Republic of China, the evidence shall be notarized
by a notary office of the country and legalized by the embassy
or consulate of the People's Republic of China in that country,
or undergo the certification procedure provided for in the
relevant treaty concluded between the People's Republic of
China and the country.
Where evidence an interested party furnishes to the Trademark
Review and Adjudication Board is formed in Hong Kong, Macao
and Taiwan, he shall go through the relevant certification
procedure.
Article
82. Where
an interested party furnishes to the Trademark Review and
Adjudication Board instruments or explanatory material in
a foreign language, he shall attach the Chinese translation
thereof. Where an interested party who has furnished evidence
in a foreign language fails to submit the Chinese translation
thereof, the evidence in the foreign language shall be deemed
not to have been submitted.
Where the other party has objection to the specific content
of the translation, he shall submit the Chinese translation
of the part to which the objection is raised. If necessary,
an entity accepted by both parties may be entrusted with the
translation of the text, in whole or in part, used or objected
to.
Where both parties fail to reach an agreement on the translation
entrustment, the Trademark Review and Adjudication Board may
entrust a professional translation entity with the translation
of the text, in whole or in part, used or objected to. Each
party shall bear 50 percent of the fees necessary for the
entrusted translation. A party's refusal to pay the translation
fee shall be deemed its acceptance of the translation submitted
by the other party.
Article
83. In
the following circumstances, the Trademark Review and Adjudication
Board may investigate and collect evidence:
(1) facts involved that are likely to prejudice the interests
of the country and public; and
(2) matters of procedure that are irrelevant to substantive
disputes, such as termination of the review and adjudication
or withdrawal.
Article
84. A
single piece of evidence may be verified and confirmed as
to the presence and strength of evidential force in relation
to the following aspects:
(1) whether the evidence is the original text, original material,
copy or reproduction; whether it is consistent with the original;
(2) whether the evidence is relevant to the facts of a case;
(3) whether the evidence conforms to the law in terms of form
or source;
(4) whether the evidence is true in content; and
(5) whether the witness or the person furnishing the evidence
has interest in an interested party.
Article
85. The
review and adjudication staff members shall comprehensively
examine and evaluate all the evidence as to the degree of
the relevance of all the evidence to the facts of a case and
the relationship of the evidence.
Article
86. Evidence
obtained in ways prejudicing the lawful rights and interests
of another person or contrary to provision on prohibition
of the law shall not serve as the basis for ascertaining the
facts in a case.
Article
87. The
following evidence shall not alone serve as the basis for
ascertaining facts in a case:
(1) Oral evidence from a minor which does not match his age
or intelligence;
(2) Oral evidence from a witness who is a relative, affiliate
or otherwise closely related to an interested party in his
favour or oral evidence not in his favour from a witness who
is adversely-related thereto;
(3) Oral evidence from a witness who should attend the public
review and adjudication but fails to without justification;
(4) Audiovisual reference material difficult to be detected
as to whether it is modified or not;
(5) Copy or reproduction impossible to be verified with the
original;
(6) Proofs which one party or another person has modified
and which the other party does not accept; and
(7) Any other proofs that cannot serve as the basis for ascertaining
the facts in a case.
Article
88. A
witness presenting evidence shall objectively state the truth
of his personal experience, and shall not do so in conjectural,
inferential or commentary language.
A person who is not able to correctly express his will shall
not act as a witness.
Article
89. The
following evidence which one party furnishes and to which
the other party raises his objection without evidence to the
contrary sufficient enough to deny the truth thereof shall
be established by the Trademark Review and Adjudication Board
as having its evidential force:
(1) The original documentary evidence or the Xerox copies,
photographs, copies or extracts thereof which are verified
to be consistent with the original documentary evidence;
(2) The original material evidence or the copies, photographs
or video-recording materials thereof which are verified to
be consistent with the original material evidence;
(3) The audiovisual reference material which is supported
by other evidence and obtained by legal means and free of
any doubt or the reproduction thereof verified without any
inconsistency found.
Article
90. Where
the other party does not have evidence and reasons sufficient
enough to rebut an appraisal conclusion which an interested
party has entrusted an appraisal department with making, the
evidential force of the appraisal conclusion may be established.
Article
91. In
respect of the evidence one party has furnished, the other
party accepts or the evidence to the contrary furnished thereby
is not sufficient enough to rebut it, the Trademark Review
and Adjudication Board may determine its evidential force.
Where in respect of the evidence one party has furnished,
the other party has objection thereto and presents evidence
to rebut it, and the other party accepts the rebutting evidence,
the evidential force of the rebutting evidence may be determined.
Article
92. Where
both parties furnish evidence to the contrary in respect of
the same fact, neither has sufficient ground for the denial
of the evidence of the other party, the Trademark Review and
Adjudication Board shall evaluate, considering the circumstances
of a case, whether or not the evidence furnished by one party
is obviously more valid in evidential force than that by the
other party, and confirm the evidence carrying more valid
evidential force.
Where it is impossible to evaluate the evidential force of
the evidence, and, as a result, it is difficult to ascertain
the facts in dispute, the Trademark Review and Adjudication
Board shall make determination according to the doctrine for
distribution of burden of proof.
Article
93. The
Trademark Review and Adjudication Board shall confirm the
facts and accepted evidence acknowledged adverse to an interested
party in his Application, Reply, Written Statement, and the
statements made by the agent he has entrusted in the course
of review and adjudication, except that the party goes back
on his words and has evidence to the contrary which is sufficient
enough to upset the evidence.
Article
94. Where
an interested party has made his own statement of, but cannot
furnish other relevant evidence to back up, his claim, the
claim shall not be supported, except that the other party
otherwise accepts the claim.
Article
95. The
Trademark Review and Adjudication Board may determine the
evidential force of several pieces of evidence as to the same
fact according to the following principles:
(1) Documents and instruments prepared by a State agency and
any other competent department according to the functions
and authority thereof prevail over other documentary evidence;
(2) Appraisal conclusions, materials kept on file and notarized
or registered documentary evidence prevail over other documentary
evidence, audiovisual reference evidence and oral evidence
from a witness;
(3) Original documents or materials prevail over copies or
reproductions;
(4) Appraisal conclusions made by statutory appraisal departments
prevail over those by other appraisal departments;
(5) Original evidence prevails over to derivative evidence;
(6) Other oral evidence of witnesses prevails to oral evidence
from a witness who is a relative or otherwise closely related
to an interested party in his favour;
(7) Oral evidence from a participant of the public review
and adjudication prevails over that from a non-participant;
and
(8) Several pieces of evidence variant in category and consistent
in content prevail over a single isolated piece of evidence.
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Chapter VI Time Limit and Service
Article
96. The
time limit includes the statutory time limit and that fixed
by the Trademark Review and Adjudication Board.
The time limit is counted in days, months and years. The
beginning day of a time limit is not counted.
Where the last day on which a time limit expires is a public
holiday, the first workday following the public holiday
is the date on which the time limit expires.
Article
97. Where
any document or material is sent to the Trademark Review
and Adjudication Board, the date of receipt shall be the
date of delivery where it is delivered personally, or the
date of posting indicated by the postmark if it is sent
by post; where the date of posting indicated by the postmark
is illegible, or there is no postmark, the date of receipt
shall be the date on which the Trademark Review and Adjudication
Board actually receives the document or material, except
that the interested party is able to present evidence as
to the actual date of posting indicated by the postmark.
Article
98. Any
document of the Trademark Review and Adjudication Board
may be served by post, by personal delivery or by other
means. Where an interested party entrusts a trademark agency,
delivery of the document to the trademark agency shall be
deemed delivery thereof to the interested party.
Where any document is sent to an interested party by the
Trademark Review and Adjudication Board, the date of receipt
shall be the date of receipt indicated by the postmark on
which the interested party receives it if it is sent by
post; where the date of posting indicated by the postmark
is illegible, or where there is no postmark, or it is not
returned to the addressor by the Post Office the document
shall be deemed to have been delivered to the interested
party on the fifteenth day from the date of posting the
document; the date of receipt shall be the date of delivery
if it is delivered personally. Where any document cannot
be sent by post or by personal delivery, the document may
be served by making an announcement. At the expiration of
the thirtieth day from the date of the announcement, the
document shall be deemed to have been served.
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Chapter VII Supplementary Provisions
Article
99. The
circumstances having arisen before entry into force of
the Decision on the Amendment of the Trademark Law on
1 December 2001 that are listed in Articles 4, 5, 8, 9,
paragraph one, 10, paragraph one (2), (3) and (4), 10,
paragraph two, 11, 12, 13, 15, 16, 24, 25 and 31 of the
revised Trademark Law and that the Trademark Review and
Adjudication Board reviewed and adjudicated after entry
into force of the Decision on the Amendment of the Trademark
Law shall be reviewed and adjudicated pursuant to the
relevant provisions of the revised Trademark Law. In respect
of other circumstances, the Trademark Review and Adjudication
Board shall apply the relevant provisions of the former
Trademark Law to the review and adjudication thereof.
Article
100. Where
an interested party applies to the Trademark Review and
Adjudication Board for review and adjudication in respect
of a dispute over a trademark that had been registered
for a year when the Decision on the Amendment of the Trademark
Law entered into force, the time limit for filing the
application provided for in Article 27, paragraph two,
of the former Trademark Law shall apply in handling the
application to the Trademark Review and Adjudication Board
for review and adjudication. Where an interested party
applies to the Trademark Review and Adjudication Board
for review and adjudication in respect of a dispute over
a trademark that had been registered for less than a year
when the Decision on the Amendment of the Trademark Law
entered into force, the time limit for filing the application
provided for in Article 41, paragraph three, of the revised
Trademark Law shall apply in handling the application
to the Trademark Review and Adjudication Board for review
and adjudication.
Where an relevant entity or person files on application
for review and adjudication according to the provisions
of Article 27 of the former Trademark Law and Rule 25
of Implementing Regulations thereof before entry into
force of the Decision on the Amendment of the Trademark
Law, and the application falls into the provisions of
Articles 13, 15, 16 or 31 of the revised Trademark Law,
the provision for the time limit for filing application
for review and adjudication of Article 41, paragraph two,
of the revised Trademark Law does not apply.
Article
101. Where
cases had been accepted before entry into force of the
Decision on the Amendment of the Trademark Law, but fall
outside the scope of review and adjudication by the Trademark
Review and Adjudication Board provided for in Article
28 of the Implementing Regulations and the review and
adjudication of which have not been closed, the Trademark
Review and Adjudication Board shall return them, notify
the applicants in writing and explain the reason.
Article
102. Where
cases of re-review and re-adjudication that have been
accepted according to the provisions of Rules 34 and 35
of the Rules for Trademark Review and Adjudication promulgated
by the State Administration for Industry and Commerce
on 2 November 1995 before entry into force of the Decision
on the Amendment of the Trademark Law fall into the scope
of review and adjudication by the Trademark Review and
Adjudication Board as provided for in Article 28 of the
Implementing Regulations, the Trademark Review and Adjudication
Board shall conduct review and adjudication thereof again
and make decision or adjudication thereon pursuant to
the revised Trademark Law and the Implementing Regulations
thereof, except that it is otherwise provided for in Rules
99 and 100 of these Rules for the application of the relevant
provisions of the former Trademark Law.
Article
103. The
documents or forms for handling review and adjudication
matters shall be formulated and published by the State
Administration for Industry and Commerce.
Article
104. The
Trademark Review and Adjudication Board shall establish
an experts consultation group for consultation or comments
on relevant points at issue in the trademark review and
adjudication.
The experts consultation group shall be composed of legal
experts, and the Trademark Review and Adjudication Board
shall appoint experts to make the experts consultation
group.
Article
105. Before
these Rules enter into force, the Trademark Review and
Adjudication Board shall hear cases of trademark review
and adjudication according to the procedure under the
Rules for Trademark Review and Adjudication promulgated
by the State Administration for Industry and Commerce
on 2 November 1995. However, where the Rules run into
conflict with the Decision on the Amendments of the Trademark
Law, the Decision on the Amendment of the Trademark Law
shall govern. Where the Rules run into conflict with the
Implementing Regulations after the Implementing Regulations
enter into force, the Implementing Regulations shall govern.
Where the State Administration for Industry and Commerce
issues notification to provide otherwise in connection
with the Rules, the provisions of the relevant notification
shall be complied.
Article
106. The
State Administration for Industry and Commerce shall be
responsible for the interpretation of these Rules.
Article
107. These
Rules shall enter into force on 17 October 2002, and the
Rules for Trademark Review and Adjudication promulgated
by the State Administration for Industry and Commerce
on 2 November 1995 shall be simultaneously abrogated.
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